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Multiple Myeloma |
From the Division of Haematology and Medical Oncology, Peter MacCallum Cancer Centre, East Melbourne, Victoria, Australia (LM, DH, PG, MT, DR, PS, HMP); Tumour Immunology Laboratory, Division of Research, Peter MacCallum Cancer Centre, East Melbourne, Victoria, Australia (DH, YH, VB, DR, HMP); University of Melbourne, Parkville, Victoria, Australia (LM, MS, DR, PS, HMP); Centre for Biostatistics and Clinical Trials, Peter MacCallum Cancer Centre, East Melbourne, Victoria, Australia (ADM); Celgene Corporation, New Jersey, USA (JBZ)
Correspondence: Linda Mileshkin, Medical Oncologist Department of Haematology and Medical Oncology, Peter MacCallum Cancer Center, St Andrews Place, East Melbourne, VIC 3002, Australia. E-mail: Linda.Mileshkin{at}petermac.org
| ABSTRACT |
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Design and Methods: Seventy-five patients with relapsed/refractory myeloma received thalidomide in a phase II trial. Serial samples of platelet-poor plasma and bone marrow were tested for angiogenic cytokines including vascular endothelial growth factor (VEGF), marrow microvessel-density (MVD), mast cells and CD57+ cell expression. The effects of these parameters on response rate (RR), progression-free survival (PFS) and overall survival (OS) were analyzed.
Results: Elevated baseline VEGF predicted for a superior RR (p=0.018) and PFS. Elevated CD57+ cells also predicted superior PFS (p=0.012). MVD did not predict for RR, PFS or OS, but MVD and VEGF fell significantly in responders. Multivariate analysis identified that inferior OS was associated with age >65 years (p=0.017), raised lactate dehydrogenase (p=0.001), raised hepatocyte growth factor levels (p=0.012) and low pre-treatment CD57+ cells (p<0.001).
Interpretation and Conclusions: Our findings support the suggestion that thalidomide has anti-angiogenic and immunomodulatory effects in myeloma. The preferred method for assessing angiogenesis is plasma VEGF levels and the assessment of CD57+ cells for patients with myeloma receiving novel immunomodulatory drugs should be further investigated.
Key words: myeloma, thalidomide, angiogenesis, CD57, prognosis, VEGF.
In vitro studies indicate that thalidomide alters the marrow microenvironment and also has an immunoregulatory role. This drug was initially used to treat multiple myeloma because of a possible anti-angiogenic effect.1 However, the mechanism of action of thalidomide in treating myeloma appears to be multifactorial and pre-clinical studies demonstrate immunomodulatory effects; modulation of cytokine levels including tissue necrosis factor-
and interleukin-6 (IL-6) within the bone marrow microenvironment, decrease in the stability of cyclo-oxygenase-2 mRNA; direct induction of apoptosis of malignant plasma cells; modulation of the expression of cell surface adhesion molecules; and indeed an anti-angiogenic effect through reduction in the levels of vascular endothelial growth factor (VEGF) and basic fibroblast growth factor (bFGF).2,3 Nevertheless, it remains unclear which of these effects are most important in terms of predicting responses and affecting progression-free and overall survival.
The immune deficit seen in myeloma patients is complex. In addition to the impaired humoral response associated with low serum levels of polyclonal immunoglobulins, T-cell and innate immunity are also affected4 and immunosuppressive regulatory T cells are increased.5 It has been described that the levels of CD4+cells decrease with disease progression6 while higher initial levels of CD4+ cells and CD19+ cells have been reported to correlate with improved overall survival in patients treated with cytotoxic agents.7 Patients with myeloma have also been reported to have increased numbers and state of activation of natural killer (NK) cells, which may play a role in controlling myeloma progression.8 Invariate NKT cells may also influence plasma cell growth, and there is a recent report of progression from non-progressive to progressive myeloma being associated with a marked deficiency of ligand-dependent interferon-
production by NKT cells.9 Recently, a number of investigators have recognized the role of CD8+, CD57+ cytotoxic T cells in the immunomodulation of myeloma.4,8,10 Bone marrow angiogenesis has also been shown to be a prognostic factor in multiple myeloma and pre-clinical work suggests that individual cytokines are important in the biology of myeloma, including effects on angiogenesis.11 VEGF can stimulate angiogenesis and growth of myeloma in both paracrine and autocrine fashions.12 IL-6 is known to interact reciprocally with VEGF in a paracrine loop, with IL-6 production stimulating increased VEGF secretion from myeloma and stromal cells.13 bFGF is a member of the fibroblast growth factor family produced by diverse cell types and is also thought to play a role in initiating or sustaining angiogenesis. 14 Hepatocyte growth factor (HGF) is a cytokine with strong proliferative and anti-apoptotic effects which interacts with malignant plasma cells via its tyrosine kinase receptor, Met.15 Levels of both HGF and IL-6 have been reported to correlate with more advanced stage and aggressive myeloma, as well as affecting bone marrow angiogenesis by various autocrine and paracrine effects.15,16 The aim of this study was a prospective assessment of various laboratory correlates involved in angiogenesis and other aspects of myeloma biology as predictors of response and long-term outcome in patients with relapsed or refractory disease treated with thalidomide. We tested bone marrow and plasma specimens from patients being treated with thalidomide in a previously reported prospective clinical trial.17 Bone marrow biopsies were immunohistochemically stained for CD57 as a measure of cytotoxic T-cell and/or NK-cell numbers. As potential surrogate markers of an anti-angiogenic effect of thalidomide we measured microvessel-density (MVD) within the bone marrow, and measured plasma levels of VEGF, IL-6, HGF and bFGF. Bone marrow mast cells were quantified, as mast cell numbers had previously been reported to correlate with MVD through release of angiogenic secretory granules.18 We then systematically assessed the laboratory parameters along with standard clinical parameters in order to examine their effects on response rate, progression-free survival (PFS) and overall survival (OS) and to determine how they changed during thalidomide treatment.
| Design and Methods |
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Platelet-poor plasma plus a bone marrow aspirate and biopsy were collected prior to trial entry and then 3-monthly during thalidomide treatment. Portions of the bone marrow and plasma were cryopreserved after collection from the patient. Enzyme-linked immunosorbent assays (ELISA) were performed on the plasma for VEGF, bFGF, IL-6 and HGF according to the instructions of the manufacturer of the ELISA kits (R+D systems, Minneapolis, USA). Each bone marrow biopsy was cut at 3 microns and mounted onto Superfrost Plus slides for immunohistochemical investigations of CD34, CD57, von Willebrands factor (VWF) and mast cell tryptase (MCT). Sections were dried overnight at 37°C then baked at 56°C in a dry heat fan oven for 30 minutes. Each bone marrow biopsy was stained with antibodies to CD34 (clone QBEND 10, Immunotech, Marseille, France), VWF (clone polyclonal, Dako, Glostrup, Denmark), MCT (clone AA1, Dako) and CD57 (clone NK-1, Novocastra Laboratories, Newcastle on Tyne, UK).
Sections were dewaxed in xylene and rehydrated through a graded ethanol series. Antigen retrieval was performed if required. All steps after antigen retrieval were performed on a Dako Autostainer and all incubations were at room temperature. Endogenous peroxidase was blocked in 3% hydrogen peroxide for 10 minutes and then the primary antibody applied for 30 minutes. Sites of antibody-antigen binding were labeled by incubating slides with a biotinylated secondary antibody for 10 minutes followed by streptavidin for 10 minutes (LSAB 2 kit, K0675 Dako). Sites of antibody binding were then visualized by immersing slides in chromogen (AEC+, K 3469, Dako) for 10 minutes. Slides were removed from the Autostainer and counterstained in Harriss hematoxylin. Slides were then aqueous mounted and cover-slipped. Positive controls were included with every run to ensure reproducible staining.
MVD was assessed in the marrow biopsy, using previously described methods, as the average number of vessels which stained with CD34 or VWF, counted in three high-powered fields (x400) chosen as hot spots for microvessels.11 Hot spots were identified within areas of cellular marrow which were infiltrated by malignant plasma cells, with vessels within immediate paratrabecular regions excluded. The microvessels were counted by two independent observers, who were blinded to the clinical data set, at x400, using a x10 ocular and x40 objective lens. Numbers of CD57+ and MCT-positive cells were also counted as the average number of positive-staining cells in three high-powered fields infiltrated by malignant plasma cells.
Flow cytometry was performed on the cryopreserved marrow aspirates from patients with a high number of CD57+ cells in their marrow biopsy in order to define the nature of the CD57+ population (n=16). Four-color flow cytometry was performed using a Becton Dickinson FACScalibur (Becton Dickinson, San José, CA, USA). T-cell subsets and NK cells were identified among the thawed cells using various monoclonal antibody combinations. Acquisition and analysis gating was based on CD45 versus side scatter. The antibodies used included CD45 (Becton Dickinson Clone 2D1 –APC conjugated), CD3 (Becton Dickinson Clone SK7 –FITC and PerCP conjugated), CD16, 56 (Becton Dickinson Clones B73.1 and MY31 –PE conjugated), CD57 (Becton Dickinson Clone KNK-1 –FITC and PE conjugated), CD8 (Becton Dickinson Clone SK1 – PE conjugated), TCR V
24 (Immunotech Clone C15 – FITC conjugated, Marseille, France), and TCRVß11 (Immunotech Clone C21 – PE conjugated). Appropriate isotype controls (IgG1 FITC and IgG1 PE) were run for each patient and 7AAD incorporated into the panel to confirm sample viability. The sensitivity of the fluorescent and light scatter detectors was monitored using Becton Dickinson Calibrite beads according to manufacturers recommendations. Data analysis was performed using CytomicsTM RXP v1 analysis software.
Statistical methods
Descriptive statistics were used to summarize baseline values for the eight laboratory variables. The Kaplan-Meier product limit method was used to estimate PFS and OS. Assessment of baseline laboratory variables with respect to OS and PFS was made using the Mantel-Cox logrank test or Cox proportional hazards regression. Multivariate analysis was performed to identify independent prognostic factors for OS and PFS, using Cox proportional hazards regression and the stepwise backward procedure, incorporating the baseline clinical variables: age, ß2-microglobulin (ß2M), lactate dehydrogenase (LDH), hemoglobin, serum creatinine, serum calcium, percentage plasma cells in marrow biopsy, compete or partial response to last prior chemotherapy, and chromosome 13 deletion. The removal and entry levels of significance were 0.05 and 0.01, respectively. Patients with unknown values of any of the variables were excluded from the multivariate analysis.
The effect of baseline levels of laboratory variables on response was examined using the two-sided Fishers exact test or logistic regression, as appropriate. Spearmans rank correlation coefficient was computed to examine the relationships between laboratory and clinical variables. Wilcoxons rank sum test was used to compare baseline levels of laboratory variables between those patients who achieved stable disease or response and those who progressed. Wilcoxons matched pairs test was used to compare levels of laboratory variables at baseline and at the time of best response to treatment.
For the purpose of examining OS, PFS and response, the laboratory variables VEGF, HGF, IL-6 and CD57 were treated as continuous variables and transformed using natural logarithms (log); each of the other laboratory variables was dichotomized into two groups (=0 and >0). Unless stated otherwise all tests were two-sided and a p-value less than 0.05 was considered statistically significant. Statistical analyses were performed using S*plus 2000 (MathSoft Inc, Seattle, WA, USA) and StatXact v 6.0 (Cytel Software Corporation, Cambridge, MA, USA) software.
| Results |
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Prognostic factors for response to thalidomide
As previously reported, the only clinical variable predictive of response to thalidomide was age, with a response rate for those 65 years or younger being 38% compared to 17% for those >65 years (p=0.043).17 The likelihood of response was not affected by the iMTD of thalidomide received. Baseline plasma VEGF was the sole laboratory variable predictive of response, independent of any clinical factor; with a significant relationship between the probability of responding to treatment and the log-transformed baseline plasma VEGF level (p=0.018). No responses were seen in patients with a zero level of baseline VEGF. Adding age group (0
65 vs. 1
65) into the model incorporating log-transformed VEGF is also significant (p=0.031). The fitted relationship for this model is shown in figure 2, with the probability of responding to treatment estimated as: e(A+B–logVEGF)/(1+ e(A+B–logVEGF)), where A=–2.03 for age
65 and A=–3.24 for age >65, and B=0.45.
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Changes in laboratory parameters during thalidomide treatment
MVD fell significantly in responding patients from a median baseline count of 21 (range: 7–71) to 10 (range: 4–20) at best response (p=0.004); and rose in patients who progressed during the study from 10 at baseline or best response (range: 1–130) to 20 at first progression (range: 1–113) (p=0.027) (Figure 1 and online supplementary appendix). However, a fall in MVD was not observed in all responders, with six of the 19 responders who had serial measures performed showing no change or some increase in their MVD with response. In the majority of responders in whom the MVD did fall, this did not occur in a strict linear pattern. The MVD tended to fall initially as patients responded but then often reached a plateau or even increased despite ongoing evidence of response of the patients myeloma. VEGF levels also fell in responding patients from a median of 65.8 pg/mL (range: 9.2–562.4) to 43.3 pg/mL (range: 0–208.1) at best response (p=0.024). There was no significant change in numbers of CD57+ cells over time. Levels of bone marrow mast cells, as measured by MCT, increased significantly in responding patients from a median baseline level of 1 cell/HPF (range 0–8) to a median level at best response of 8 cells/HPF (range 1–21). The only mast cells seen at baseline in marrow specimens with a significant plasmacytosis tended to be seen within non-cellular areas such as the paratrabecular region (Figure 1). There was no significant change in any of the other laboratory parameters over time (online supplementary appendix). In addition, changes in the laboratory parameters did not significantly vary with the dose of thalidomide received.
Prognostic laboratory factors for PS and OS
Bone marrow MVD at baseline did not predict for PFS or OS. Univariate analysis revealed that only reduced CD57+ cell numbers in the baseline marrow predicted for inferior PFS (p=0.036), with baseline plasma assays including VEGF (p=0.068), HGF (p=0.079) and bFGF (p=0.076) all approaching significance. The risk of progression was estimated to be 2.1 times higher in patients with a zero baseline level of VEGF (p=0.027).
On univariate analysis inferior OS was associated with: raised baseline plasma levels of IL-6 (p=0.014), raised baseline plasma levels of HGF (p=0.005) and fewer baseline marrow CD57+ cells (p=0.003). Multivariate analysis for PFS, including relevant clinical parameters, demonstrated that independent significant factors predicting inferior PFS were a raised serum LDH, a low level of baseline plasma VEGF and fewer baseline marrow CD57+ cells. Multivariate analysis for OS, which incorporated clinical variables, demonstrated age > 65 years, raised serum LDH, raised baseline plasma levels of HGF and fewer baseline CD57+ cells as independent significant predictors of inferior OS (Figure 3). Importantly, the adverse impact of CD57+ cells on both PFS and OS was a continuous variable. For illustrative purposes, however, we dichotomized this variable into those patients with detectable CD57+ cells at baseline (n=55) and those with no detectable CD57+ cells (n=10), and compared them in a univariate analysis of overall survival (Figure 3).
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| Discussion |
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In healthy individuals CD57 is expressed on up to 15% of peripheral blood lymphocytes including a subset of CD8+ (cytotoxic) T cells.20 CD8+/57+ cells have been reported to be variably increased in patients with cytomegalovirus and human immunodeficiency virus infection, autoimmune conditions and following autologous bone marrow transplantation, in whom they may have an anti-lymphocyte proliferative capacity.4,21,22 Increased numbers of CD8+/CD57+ cells are higher in the blood of untreated myeloma patients compared to that of healthy donors has been described. The same group also identified a long-lived population of CD8+/CD57+/CD28–/perforin+ T-cell clones in the peripheral blood of patients with myeloma, which despite being more commonly found in patients with progressive and advanced-stage disease, was associated with superior survival.10 Collectively our data, along with those of others, suggest that CD8+/CD57+ T cells have an immunomodulatory and potentially anti-proliferative effect in myeloma. However, the actual inter-relationship between the observed increased marrow CD8+/CD57+ T cells, disease control and thalidomide therapy remains one of conjecture. We observed no relationship between CD8+/CD57+ T-cell numbers and the likelihood of response to thalidomide, suggesting that the efficacy of thalidomide was not directly linked to augmentation of any putative CD8+/CD57+ mediated myeloma control. Similarly, we saw no change in absolute numbers of CD57+ cells over time in patients responding to thalidomide, suggesting that thalidomide does not induce an expansion of CD8+/CD57+ cells. It remains possible, however, that the small number of responding patients in whom this effect was assessed and the short time to disease progression may have masked any alterations in CD8+/CD57+ number induced by thalidomide therapy. Conversely, we observed a striking effect of high numbers of baseline marrow CD8+/CD57+ cells on both PFS and OS. Again, this may reflect enhanced or maintained immunosurveillance prior to initiation of thalidomide and therefore a pre-selection for ongoing sensitivity to treatment in a subgroup of myeloma patients rather than a marker of thalidomide sensitivity per se. Therefore, the positive impact of CD57+ cells may not be restricted to patients treated with thalidomide - this warrants further investigation using conventional cytotoxics and other biological agents including the thalidomide-derivative, lenalidomide.
In addition to its potential immunomodulatory effects, our results do support the premise that the extent of angiogenesis is a predictor of response to thalidomide. Firstly, as also described in a smaller study,23 there was a significant relationship between the probability of responding to thalidomide treatment and the baseline level of plasma VEGF, with lower levels predicting an inferior probability of response. Secondly, although MVD itself did not predict for response, patients who had at least disease stabilization had a higher baseline MVD. Thirdly, MVD and VEGF tended to decline in responding patients, confirming observations by some, but not all, investigators.24–26 In support of our observation, Du et al. and Hatjuharissi et al. both reported a significant decline in MVD in patients with myeloma who responded to thalidomide and Kumar et al demonstrated a similar degree of MVD reduction to that seen in our study.24–26
As an assessment of angiogenesis, we believe that the measurement of peripheral blood VEGF levels is both easier to perform and potentially more attractive than measuring MVD. We demonstrate that patients with a low baseline level of plasma VEGF had both a lower response rate to thalidomide treatment and an inferior PFS. However, the pitfalls of assessing angiogenesis in a tumor by MVD have been described elsewhere and we and others have demonstrated that MVD does not necessarily correlate with the degree of plasmacytosis in the marrow.25,27 MVD in a tumor that is regressing under antiangiogenic treatment is related to the ratio between tumor cell death and endothelial cell apoptosis. Therefore the timing of measurement of MVD will affect the results seen, as microvessels may decline initially and then decrease more slowly or even increase as tumor cells drop out. This was the pattern shown by our serial measurements of MVD and also highlights the fact that the level of MVD, although related to the degree of plasmacytosis in the marrow does not vary in a linear fashion. In our study we found only a weak to moderate, although significant, correlation between the level of MVD and the degree of plasmacytosis in the marrow. This suggests that although changes in MVD are related to changes in the level of tumor burden, there are other factors at play – with others studies and ours showing no change or even an increase in MVD in some responders. Interestingly, Hatjiharissi et al., reported a significant correlation between bone marrow infiltration by plasma cells and MVD before thalidomide-dexamethasone treatment but not after response to treatment.27 Given these considerations, direct MVD measurement may not be the optimal indicator of angiogenesis inhibition.
However, considerable variation also exists in the reported changes of the cytokines VEGF, bFGF and HGF following treatment for myeloma and sample preparation is critical.24,25,28–31 One study correlating responses to chemotherapy with VEGF levels demonstrated results different from ours - with lower VEGF levels associated with higher complete or partial responses to chemotherapy and longer survival times.32 These diametrically opposed results may reflect the impact of the VEGF level on the type of treatment received, with thalidomide therapy having a greater ability to affect the prognosis of patients with myeloma that is driven by VEGF, either through active angiogenesis or dependence on the marrow microenvironment. However, clearly the actions and interactions of these cytokines are complex and the heterogeneity of the results obtained in myeloma patients suggests that they are only a crude indicator of angiogenesis. In support of this is the finding, in our study, of a lack of correlation between the levels of the individual cytokines such as bFGF and VEGF, or between the levels of the angiogenic cytokines and MVD. Others have also found a similar lack of correlation between angiogenic cytokines and MVD in myeloma and solid tumors.16,27,29 In our study, high VEGF levels enhanced the likelihood of both response and PFS, but did not affect OS. This supports the concept that other factors have a predominate effect on survival such as plasma cell proliferative capacity and, potentially, immunosurveillance. The relationships of these cytokines could be further investigated by assessing gene expression using polymerase chain reaction (PCR)-based techniques.
Angiogenesis has also been recently linked to mast cell physiology.33 We, like others, have found low or absent mast cell marrow infiltration within most of the specimens taken at baseline,34,35 with mast cell numbers then increasing significantly as patients responded to thalidomide. This finding may be related predominantly to changes in the level of tumor burden with a moderate negative correlation seen between the number of mast cells as measured by MCT and the reported percentage involvement on the bone marrow biopsy by malignant plasma cells. However, studies in solid tumors have also shown a variable relationship between mast cell infiltrates and MVD.36 Our findings are in contrast to the results of Ribatti et al. who reported a significant positive correlation between mast cell numbers and MVD in patients with various lymphoproliferative disorders including plasma cell dyscrasias.18 We believe that considerable methodological variation exists in enumerating mast cells in marrow biopsies and that this underlies the range of reported findings. Unlike Ribattis group we counted mast cell numbers only within areas of cellular marrow and excluded paratrabecular regions. Furthermore, recent research suggests a difference in the pattern of infiltration between mast cell subtypes, with a more prominent correlation between MVD and numbers of tryptase+/chymase+ mast cells (MCTC) than tryptase+/chymase– mast cells (MCT).37 Further study is required to better define the roles of mast cell sub-populations in angiogenesis and other aspects of myeloma biology.
In summary, we propose that two phenomena, angiogenesis and immunomodulation, underpin the sensitivity of myeloma to non-cytotoxic therapies such as thalidomide. Our findings should encourage further investigation of angiogenesis utilizing newly developed techniques, which may give a more accurate reflection of the level of angiogenesis within a tumor.38–40 The superior PFS and OS in patients with elevated levels of CD57+ cells in the marrow is supported by previously published studies examining these cells in the blood and warrants further investigation to define the nature of these cells and their interactions with malignant plasma cells.
| Acknowledgments |
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| Footnotes |
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LM: substantial contribution to conception and design of the study, acquisition, analysis and interpretation of data; DH: substantial contribution to conception and design of the study, acquisition, analysis and interpretation of data; PG: substantial contribution to acquisition, analysis and interpretation of data; MT: substantial contribution to acquisition, analysis and interpretation of data; YH: substantial contribution to acquisition, analysis and interpretation of data; MS: substantial contribution to acquisition, analysis and interpretation of data; VB: substantial contribution to acquisition, analysis and interpretation of data; DR: substantial contribution to acquisition, analysis and interpretation of data; PS: substantial contribution to conception and design, acquisition, analysis and interpretation of data; ADM: substantial contribution to conception and design of the study, acquisition of data and analysis and interpretation of data; JBZ: substantial contribution to conception and design of the study, acquisition, analysis and interpretation of data; HMP: substantial contribution to conception and design of the study, acquisition, analysis and interpretation of data.
One of the authors (JBZ) is employed by a company (Celgene) whose product was studied in the present work. The other authors reported no potential conflicts of interest.
Funding: dr. Mileshkin was supported by the Medical Oncology Group of Australia/Novartis Clinical Research Fellowship.
Received for publication January 1, 2007. Accepted for publication May 9, 2007.
| References |
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and interleukin-6 predict progression-free survival following thalidomide therapy in patients with previously untreated multiple myeloma. Br J Haematol 2003;123:305-8.[CrossRef][ISI][Medline]
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