Published online 9 April 2008
Haematologica, Vol 93, Issue 8, 1256-1259 doi:10.3324/haematol.12566
Copyright © 2008 by Ferrata Storti Foundation
Normal thrombin generation in neonates in spite of prolonged conventional coagulation tests
Armando Tripodi1,
Luca A. Ramenghi2,
Veena Chantarangkul1,
Agnese De Carli2,
Marigrazia Clerici1,
Michela Groppo2,
Fabio Mosca2,
Pier Mannuccio Mannucci1
1 Angelo Bianchi Bonomi Hemophilia and Thrombosis Center, Department of Internal Medicine
2 NICU, Institute of Pediatrics and Neonatology, University and IRCCS Maggiore Hospital, Mangiagalli and Regina Elena Foundation, Milano, Italy
Correspondence: Pier Mannuccio Mannucci, via Pace 9, 20122 Milan, Italy. E-mail:piermannuccio.mannucci{at}unimi.it

ABSTRACT
Conventional coagulation tests might be inadequate to explore
mechanisms regulating thrombin generation in neonates, because
they do not allow full activation of the reduced levels of protein
C. Therefore, they do not reflect the action of pro- and anti-coagulants
as does the endogenous thrombin potential assessed in the presence
of thrombomodulin. Endogenous thrombin potential measured without
thrombomodulin was greater than the lower-limit of the adult
reference interval in 30% of 109 full-term and 49% of 55 pre-term
neonates, a finding consistent with the reduced levels of procoagulants
in this setting. When the test was modified adding thrombomodulin,
endogenous thrombin potential reverted into the adult reference
interval in 97% and 100% full-term and pre-term neonates. In
conclusion, the coagulation balance in neonates is restored
by the concomitant reduction of pro- and anticoagulants. The
restored balance can be shown
in vitro by the endogenous thrombin
potential test that includes thrombomodulin, but not by conventional
coagulation tests.
Key words: newborns, coagulation balance, procoagulant factors, anticoagulant factors, activated partial thromboplastin.

Introduction
The balance of coagulation is secured by the pro- and anticoagulant
drives operating in plasma that in normal conditions contrast
with each other and prevent excessive thrombin generation (TG).
1 This balance may be perturbed as a consequence of the congenital
deficiency of procoagulants leading to hemorrhage or of anticoagulants
leading to thrombosis.
1 Although this concept is well recognized,
few attempts have been made to design methods suitable to investigate
the balance as it occurs
in vivo. Coagulation is currently investigated
by measuring separately the pro- or the anti-coagulants with
such global tests as prothrombin and the activated partial thromboplastin
times (PT, APTT), or through the assay of single pro- or anti-coagulants.
Neither approach truly mimics what occurs
in vivo as in both
instances one measures the activity of one component which is
barely or not at all contrasted by the other. For example, PT
and APTT are prolonged in patients with congenital deficiencies
of one or more procoagulants because these deficiencies result
in reduced TG.
2 On the other hand, PT and APTT are normal in
patients with congenital deficiencies of either naturally-occurring
anticoagulant antithrombin and protein C (PC) pathway. This
is not plausible as the above deficiencies support increased
TG,
3 therefore, the PT and APTT should be shortened. How can
this paradox be explained? It is reasonable to assume that PT
and APTT, because of their design, are affected by the thrombin
generated as a function of procoagulants, but much less by the
inhibition of thrombin mediated by the anticoagulants. For example,
neither the anticoagulant action of antithrombin nor that of
PC can be fully expressed
in vitro because these proteins are
activated
in vivo by glycosoaminoglycans
4 or thrombomod-ulin5
located on endothelial cells. Reagents/plasmas employed with
PT and APTT do not contain sufficient amounts of such activators.
Therefore, PT and APTT are able to indicate whether a patient
is deficient in procoagulants, but not whether that deficiency
is balanced by a deficiency in anticoagulants. PT and APTT maintain
their value in the investigation of conditions characterized
by congenital deficiencies of procoagulants (hemophilia, allied
disorders), but much less in the investigation of those characterized
by acquired deficiencies of both pro- and anti-coagulants, such
as cirrhosis, neonatal period and others. The assay that would
be suitable to account for both the action of pro- and anti-coagulants
is the TG test.
6 Recently, we undertook studies aimed at investigating
the balance in various acquired deficiencies of coagulation.
7,8 Here we report results on the TG assay in newborns.

Design and Methods
Blood collection and plasma preparation
Cord-blood was collected after delivery from 109 full-term neonates
(63 boys, gestational age range 37–41 weeks), and 55 pre-term
neonates (28 boys, gestational age range 30–37 weeks and/or
birth weight higher than 1.5 kg), who did not need ventilation
assistance. Neonates received 1.0 mg vitamin K intramuscularly
immediately after birth. None experienced hemorrhage/thrombosis,
had received heparin/antithrombotic drugs or plasma products.
Blood from each neonate was anticoagulated with citrate (0.109
M); proportion of 1:9 (anticoagulant:blood) and centrifuged
at 2,880g for 20 minutes. Plasma was aliquoted in plastic tubes,
snap-frozen and stored at –70° C. Plasmas prepared
as above from venous-blood of 185 healthy adults (74 men) served
to obtain adult reference intervals. When this was required
for other purposes, venous-blood was collected from neonates
24–48 hours after birth and plasma was prepared and stored
as above. Paired plasmas from cord- and venous-blood were available
for 37 full- and 19 pre-term infants. Neonates were enrolled
in the study after obtaining approval of our Institutional Review
Board and informed consent of one of their parents.
Methods
TG was assessed according to Hemker et al.6 as described by Chantarangkul et al.9 with human recombinant (Recombiplastin, IL, Orangeburg, NY, USA) tissue factor (TF) (1 pM) in the presence of phospholipids (1.0 µM). TG was also assessed in the presence of thrombomodulin (ICN Biomedicals, Aurora, Ohio) (final concentration, 4 nM). Thrombin was measured as function of an internal calibrator (Thrombin Calibrator, Thrombinoscope BV, Maastricht, Netherlands). The area under the TG curve, called endogenous thrombin potential (ETP), was calculated with ThrombinoscopeTM (Thrombinoscope BV) and reported as nM thrombin time minutes (nMmin). Measurements were taken within the same time-frame for neonates and adults. PT was measured with recombiplastin (IL) and APTT with automated APTT (bioMerieux, Durham, NC, USA); results for both were expressed as ratios of test-to-reference frozen normal-pooled (30 healthy adult donors) plasma. Factor (F) II was measured according to Bertina et al.;10 FVIII, IX, VII and V were measured with one-stage coagulation assays; antithrombin was measured as heparin-cofactor by Electrachrome Antithrombin (IL); PC and
2-macroglobulin were measured as antigens by homemade ELISA and rocket-immunoelectrophoresis, respectively. Results for factor measurements were expressed as a percentage of the pooled-normal plasma arbitrarily set at 100%.
Statistical analyses
Results were expressed as medians and ranges. The Mann-Whitney U test was used to test for between-median differences. ETP values for neonates were considered to match the values found for the adult population if they were equal or greater than the lower-limit of the adult reference interval, defined as the 5th percentiles distribution of the adult population.

Results and Discussion
Levels of some pro- and anti-coagulants for a sub-sample of
neonates for whom sufficient volumes of plasmas were available
are reported in
Table 1. Compared with adult reference intervals,
neonates had prolonged PT and APTT and reduced levels of pro-
and anti-coagulants, except FVIII, FV and

2-macroglobulin. Significant
differences between full- and pre-term infants were found in
all instances, except for PT-ratio and FVII. Pro- and anti-coagulants
levels were higher in full- than in pre-term neonates; those
differences were more pronounced for FVIII, FIX, antithrombin,
PC and

2-macroglobulin (
p<0.001). Distributions of ETP values
for the whole population of neonates are reported in
Figure 1.
Median ETP values measured in the presence of thrombomodulin
were in all instances slightly lower than those measured in
the absence of thrombomodulin. Median (range) ETP values for
pre-term were significantly higher than those for full-term
infants both with [1,187 (756–1,524)
vs. 1,089 (286–1,607),
p=0.002] or without thrombomodulin [1,247 (818–1,567)
vs. 1,171 (318–1,778),
p=0.01].
Figure 1 also reports
proportions of individual ETP results greater than the lower-limit
of the adult reference interval; 30% of the values for full-term
infants were greater than the lower-limit of the adult reference
interval when the ETP was measured in the absence of thrombomodulin
compared with 97% when the ETP was measured in the presence
of thrombomodulin. The correspondent values for pre-term infants
were 49% and 100% (
Figure 1). Distributions of ETP values for
37 full- and 19 pre-term neonates for whom venous-blood was
available are reported in
Figure 2. The pattern of changes with
respect to the TG in the absence or presence of thrombomodulin
was substantially the same as that observed for cord-blood;
the percentage of neonates for whom there was a recovery of
the ETP into the adult reference interval when the test was
performed in the presence of thrombomodulin was 100%, both for
full- and pre-term infants (
Figure 2). Compared with adult populations,
neonates are characterized by an impaired synthesis of coagulation
factors which is responsible for the prolongation of PT and
APTT.
11–13 However, despite these abnormalities, neonates
have normal hemostasis even after surgery or trauma and may
even develop thrombosis.
14 The reasons for this discrepancy
are still unclear, but the concomitant reduction of the naturally-occurring
anticoagulants observed in neonates might play a role. Recently,
investigation of plasmas from neonates with TG assays that are
also capable of exploring the anticoagulant systems have contributed
to develop the concept that in the neonates the coagulation
balance may be restored by the concomitant deficiencies of pro-
and anti-coagulants.
15–18 These studies had some limits.
First, TG was measured by methods that employed the sub-sampling
technique where plasma was defibrinated before assay or fibrin
formation was inhibited by addition of exogenous agents;
15–17 these methods are cumbersome and may be subjected to artifacts.
Second, these studies examined plasmas pooled from many neonates
instead of single donations;
15–18 in this material the
variable deficiency of one or more pro- or anti-coagulants in
individual plasmas might be compensated.This means that experimental
conditions may not be exactly comparable to a population of
individual neonates. Third, pooled plasmas were manipulated
by increasing or decreasing the anticoagulant factors. Fourth,
these studies used cord- instead of venous-blood. All the above
conditions might have influenced the results to such an extent
that the conclusions may not necessarily be applicable to the
situation operating
in vivo.
To overcome these limitations, we investigated individual plasmas
from a cohort of neonates; plasma was derived from cord-blood,
but for a subsample of neonates we also used plasma derived
from venous-blood. Apart from the difference due to the effect
of the administration of vitamin K that affects venous-, but
not cord-blood, the differences between the two types of blood
samples are not well established and one might suspect that
coagulation factors in cord-blood may become more easily activated
than in venous-blood. Therefore, the conclusions derived from
results obtained for venous-blood are likely to be more applicable
to the real situation. In this respect, it is of interest to
note that the conclusions from the analysis of cord-blood in
our study are also applicable to venous-blood. We used an assay
that mimics what occurs
in vivo more closely than the PT or
APTT. The method is based on the continuous registration of
TG in plasma that is minimally manipulated, avoiding defibrination
or addition of exogenous pro- or anti-coagulants, except for
thrombomodulin. Furthermore, TG curves are calculated by a specialized
software
19 able to correct for the amidolytic activity that
the

2macroglobulin-thrombin complex still retains on the synthetic
substrate. However, it should be acknowledged that the conditions
used in this assay may differ from those operating
in vivo.
First, the appropriate concentration of TF mimicking
in vivo conditions is unknown; the concentration used in this study
(1 pM) is much smaller than that used in the PT, making ETP
more suitable than PT to reflect
in vivo conditions. Second,
the effect that soluble instead of cell-bound thrombomodulin
may have on PC activation, as well as the appropriate concentration
of thrombomodulin needed to mimic
in vivo PC activation, are
unknown. The final concentration of thrombomodulin used in this
study (4 nM) was derived from our previous experience in which
this concentration gave the best TG discrimination between healthy
subjects and patients with congenital PC deficiency.
To summarize, the results of this large study of plasmas from individual neonates and with a relatively newer and simpler method for TG reinforce the concept that the coagulation balance in neonates, usually regarded as perturbed because of the deficiency of procoagulants, might be restored by the concomitant deficiency of the naturally-occurring anticoagulants. This finding questions the usefulness of procoagulant agents in controlling bleeding. This restored balance can only be demonstrated using an assay that reflects the action of the pro- counteracted by the action of the anti-coagulants. Consequently, such traditional tests as PT and APTT might not be completely adequate to investigate coagulation in neonates. Perhaps the measurement of TG in the presence of thrombomodulin might be more suitable to assess hypo- or hypercoagulability in this setting. Although plausible, this hypothesis needs to be substantiated in clinical studies. Recently, we came to the same conclusion by investigating the balance of coagulation in cirrhosis,7,8 a clinical condition that shares similarities with the neonatal period concerning the perturbation of pro- and anti-coagulants.20
Another important and new finding of the study is that pre-term infants generate slightly but significantly more thrombin than their full-term counterpart. The practical implications of this finding are unknown, but may form the basis for clinical studies in this category of neonates whose outcome is not devoid of complications.
In conclusion, the coagulation balance in neonates is restored by the concomitant reduction of pro- and anticoagulants. The restored balance can be shown in vitro by TG tests that include thrombomodulin, but not by such conventional coagulation tests as PT or APTT.

Footnotes
Authorship and Disclosures
AT: conception of the study, analyzing and interpretation of the data, writing the manuscript. PMM, FM: contribution to the conception of the study, data interpretation and manuscript revision. LAR, ADC, MG: management of patient recruitment and data collection. VC: data management, statistical analysis and contribution to data interpretation. MC: management of laboratory investigations. The authors declare no potential conflict of interest.
Received for publication November 28, 2007.
Revision received January 24, 2008.
Accepted for publication January 31, 2008.

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