Published online 16 July 2009
Haematologica, Vol 94, Issue 11, 1590-1594 doi:10.3324/haematol.2009.005967
Copyright © 2009 by Ferrata Storti Foundation
Human acute myeloid leukemia CD34+CD38– stem cells are susceptible to allorecognition and lysis by single KIR-expressing natural killer cells
Ulrich Langenkamp1,
Uwe Siegler1,2,
Simon Jörger1,
Stefan Diermayr1,
Alois Gratwohl2,
Christian P. Kalberer1,
Aleksandra Wodnar-Filipowicz1
1 Experimental Hematology, Department of Biomedicine, University Hospital Basel, Basel
2 Division of Hematology, University Hospital Basel, Basel, Switzerland
Correspondence: Aleksandra Wodnar-Filipowicz, Department of Biomedicine, University Hospital Basel, Hebelstrasse 20, CH-4031 Basel, Switzerland. Email:aleksandra.wodnar-filipowicz{at}unibas.ch

ABSTRACT
The concept of tumor immunosurveillance has raised prospects
for natural killer cell-based immunotherapy of human cancer.
The cure of acute myeloid leukemia may depend on eradication
of leukemic stem cells, the self-renewing component of leukemia.
Whether natural killer cells can recognize and lyse leukemic
stem cells is not known. To develop strategies that effectively
target acute myeloid leukemia-leukemic stem cells, we investigated
anti-leukemic effects of human alloreactive single KIR
+ natural
killer cells. Natural killer effectors with KIR specificity
mismatched with respect to HLA class I allotype of target cells
effectively recognized acute myeloid leukemia-leukemic stem
cells defined phenotypically as CD34
+CD38
–, while healthy
bone marrow-derived CD34
+CD38
– hematopoietic stem cells
were spared, as demonstrated by cytotoxicity and hematopoietic
colony-forming assays. The HDAC inhibitor valproic acid increased
the activating NKG2D ligand-dependent lysis of acute myeloid
leukemia-CD34
+CD38
– leukemic stem cells. These results
show that alloreactive natural killer cells have the potential
to detect and target leukemic stem cells, and thus to improve
the treatment outcome in acute myeloid leukemia.
Key words: acute leukemia, stem cells, natural killer, immunotherapy.

Introduction
Leukemia-initiating cells, also termed leukemic stem cells (LSCs),
are implicated in sustaining the malignancy and thus a poor
treatment outcome.
1 Relapse may occur because of the resistance
of quiescent LSCs to cell cycle-dependent cytotoxic chemotherapies.
Consequently, specific targeting of LSCs has emerged as a novel
therapeutic goal.
2 Natural killer (NK) cells are the innate
immunity lymphocytes designated to recognize and kill malignant
cells.
3 This property has been clinically verified in acute
myeloid leukemia (AML) by graft-versus-leukemia effect improving
the outcome of recipients of stem cells from haploidentical
donors.
4,5 The alloreactivity of NK cells is based on the absence
of inhibitory killer immunoglobulin-like receptors (KIRs) engagement
with human leukocyte antigen (HLA) class I molecules, and is
triggered by cognate recognition of cell surface ligands by
activating NK cell receptors.
6 NKG2D ligands (NKG2D-L) serve
as tumor-specific antigens initiating NKG2D receptor-dependent
activation of NK cells.
7,8 While numerous studies have characterized
the cytolytic potential of human NK cells against leukemic blasts,
9–12 their ability to target LSCs has not been examined. Although
the precise phenotypic identity of human LSCs remains elusive,
AML-initiating LSCs were shown to reside within the CD34
+CD38
– population, the phenotype of which corresponds to a healthy
bone marrow population containing the hematopoietic stem cells
(HSCs).
13–15 Here we demonstrate that AML-CD34
+CD38
– LSCs are efficiently recognized and destroyed by single KIR
+ NK cells with predicted mismatch with respect to HLA class I
specificity of the AML patient. This study provides arguments
for exploiting immunotherapy with alloreactive NK cells to target
LSCs.

Design and Methods
Patients and healthy controls
Peripheral blood (PB) from AML patients (n=8) and normal bone
marrow (N-BM) or normal G-CSF mobilized PB (N-mPB) from healthy
donors (n=8) were obtained with informed consent, in agreement
with the guidelines of the Ethical Committee of the University
Hospital Basel. Patients selection criteria were: primary
untreated AML, high blast content (79%±16%) with predominantly
CD34
+ phenotype (76%±20%), and HLA class I allotype enabling
a KIR mismatch (
Online Supplementary Table S1).
Flow cytometry (FACS)
Fluorochrome-conjugated monoclonal antibodies (mAbs) against human CD45, CD34, CD38, and control IgG1 (BD Biosciences, San Jose, CA) were used. Unconjugated mAbs against ULBP1 (M295), ULBP2 (M311), ULBP3 (M551) (D Cosman, Amgen, WA, USA), and MICA/B (BD Biosciences), all at 10 µg/mL, were revealed with goat
-mouse IgG-FITC (Jackson ImmunoResearch, West Grove, PA): 100,000 events were acquired using a CyAn ADP Flow Cytometer (DAKO Cytomation, Glostrup, Denmark) and analyzed with FlowJo software (Tree Star, Standford, CA, USA).
Purification and culture of AML and N-BM cells
Mononuclear cells (MNCs) from AML PB and N-BM were prepared and CD34+CD38– and CD34+CD38+ sub-populations were purified by FACS-sorting (Cytopeia Influx and Spigot 6.1.4 software; Seattle, WA; Online Supplementary Figure S1). MNCs (1x106/mL) or purified cell populations (1–2x105/200 µL) were cultured for two days in serum-free X-vivo 10 medium (Lonza, Basel, Switzerland), 20% BIT9500 (Stem Cell Technologies, Vancouver, Canada) and growth factors.12 Valproic acid (VA) was at 1 mM (Orfiril; Desitin, Liestal, Switzerland).
Natural killer cell lines
Single KIR+ NK cell lines were obtained from PB CD56+CD3– NK cells by FACS-sorting of CD158a+, CD158b+, or CD158e+ cells and culture for 14–21 days in IL-2 containing medium.12,16 NK cell lines were 95–99% pure with respect to CD158a, b or e expression (Online Supplementary Figure 2S and Table S1).
Cellular cytotoxicity and colony-forming unit (CFU) assays
The cytotoxic activity of single KIR+ NK cells against K562 erythroleukemia, and FACS-sorted AML PB, N-BM and N-mPB cell subpopulations was tested by chromium-release assay with 2–5x103 targets/well at indicated effector to target (E:T) ratios.12 For blocking experiments, NK effectors were preincubated with anti-NKG2D mAb (M585; D. Cosman) or mouse IgG1k (BD Biosciences) at 10 mg/mL for one hour at 37°C. For CFU assays, FACS-sorted AML (1x105) and N-BM (1x103) cell subpopulations were seeded into 1% methylcellulose,17 either immediately or after 2-day culture in medium or with VA, and additional 4 h incubation without or with NK cells at E:T ratio of 5:1. Primary CFUs were counted after 14 days in an inverted microscope, harvested, and all cells were replated into secondary methylcellulose cultures.
Statistical analysis
Expression of NKG2D-L and cytolysis by NK cells were analyzed using Students t test.

Results and Discussion
The AML-LSCs, defined phenotypically as the CD45
dimCD34
+CD38
– population and analysed in
de novo untreated AML, expressed
low/undetectable levels of NKG2D-L, including UL-16 binding
proteins (ULBP1-3) and MHC-related MICA/B molecules (
Figure 1A).
Ligands were also at background levels on N-BM CD34
+CD38
– HSCs (
Figure 1B). The paucity of NKG2D-L on AML-LSCs supports
earlier findings with leukemic myeloblasts.
12 The absence of
NKG2D receptor-dependent interactions is known to accelerate
cancer progression,
18 and conversely, tumors which up-regulate
cell surface NKG2D-L in response to cellular stress, DNA damage
or pharmacological treatment are rendered susceptible to killing
by NK cells.
19,20 We have recently demonstrated that NKG2D-L
levels increased in response to histone deacetylase (HDAC)-inhibitor
VA, a drug with anti-neoplastic activities, and this increase
enhanced the cytolysis of AML blasts.
12 Here, we observed a
VA-dependent upregulation of NKG2D-L on CD34
+CD38
– LSCs
(
Figure 1C), whereas no response to VA was seen with N-BM HSCs
(
Figure 1D). The VA effect on AML-LSCs was modest, but apparent
with ULBP1 and MICA/B, the expression of which increased 2.0±0.8
and 1.9±1.5 fold, respectively (
p<0.05;
Figure 1E).
To test whether AML-LSCs are susceptible to NK cell-mediated
lysis, NK effectors carrying single KIR specificities were selected
according to patients HLA class I allotypes (
Online Supplementary Table S1). HLA-mismatched, but not HLA-matched, single KIR
+ NK cells were able to lyse purified AML-CD34
+CD38
– LSCs,
with an efficiency comparable to killing of leukemic blasts,
phenotypically defined as CD34
+CD38
+ (
Figure 2A). Matched NK
cells effectively lysed control HLA class I-negative K562 cells,
confirming the requirement for HLA-KIR mismatch in LSC detection
(
Figure 2A). There were interindividual differences in susceptibility
of purified AML-CD34
+CD38
– cells from individual patients
(n=3, range 15–55% at E:T ratio of 10:1) but lysis was
always seen using HLA-mismatched and not HLA-matched effectors,
in accordance with our earlier studies on unfractionated leukemic
blasts.
12 Single KIR
+ NK cells expressed also the inhibitory
receptor NKG2A on 30–60% of cells, but NKG2A ligand HLA-E
on AML targets was low or absent (MFI-R<10), in comparison
with high levels of KIR ligands HLA-ABC (MFI-R 100–300).
Unlike with AML targets, neither HLA-mismatched nor HLA-matched
NK cells lysed purified N-BM CD34
+ cells or N-mPB CD34
+CD38
– cells (
Figure 2B), indicating that normal progenitors are protected,
and underlining a specificity of alloreactive single KIR
+ NK
cells towards leukemic targets. Treatment of AML-CD34
+CD38
– LSCs with VA resulted in an increase in susceptibility to alloreactive
single KIR
+ NK cells which was consistently observed at 10:1
to 0.6:1 E:T ratios, but the extent of which varied dependent
on AML targets (
Figure 2C). This was likely linked to VA-mediated
upregulation of cell-surface NKG2D-L (
Figure 1C). The cytolysis
of LSCs was indeed partly NKG2D-dependent, as it was specifically
reduced in the presence of anti-NKG2D mAbs, the blocking effect
of which was particularly pronounced with VA-treated AML cells
(
Figure 2D). To define the effect of NK cells on the colony-forming
properties of LSCs,
21 serial replating CFU assays were performed
and colony numbers generated from purified AML and N-BM subpopulations
in response to VA and single-KIR
+ NK cells were monitored (
Figure 3A–C).
AML-CD34
+CD38– LSCs displayed higher clonogenicity than
AML-CD34
+CD38
+ blasts when plated directly (day 0) or after
2-day incubation with VA in primary (1
st) CFU, and efficiently
gave rise to colonies in secondary (2
nd) CFU assays (
Figure 3A)
due to aberrant self-renewal. With all 3 tested AML patients
LSCs, exposure to HLA class I-KIR mismatched NK cells strongly
reduced the capacity to form 1
st and 2
nd CFU. Preincubation
of AML-LSCs with VA potentiated this effect, since 1
st CFUs
were fully eradicated (
Figure 3A). Matched NK cells did not
affect 1
st and 2
nd CFU numbers generated from AML-LSCs (
Figure 3B),
in agreement with absent killing in cytotoxicity assays (
Figure 2A).
To test whether NK cells can discriminate between normal and
leukemic CFUs, the N-BM CD34
+CD38
– HSCs were used; in
contrast to AML, HSC-derived colonies do not support serial
replatings (
Figure 3C). The 1
st CFU numbers from N-BM HSCs were
unaffected by exposure to single-KIR
+ mismatched NK cells, and
were preserved after VA treatment,
22 indicating that allorecognition
by single KIR
+ NK cells is specific towards malignant colony-forming
LSCs.
In this first report addressing the susceptibility of AML-LSCs
to NK cells, we demonstrate that selection of NK effectors with
a predicted KIR-HLA class I mismatch is prerequisite for targeting
AML-LSCs. Allorecognition can be increased by VA which up-regulates
NKG2D-L, thus priming the AML for the cytotoxic effectors and
underlying the importance of interventions which enhance the
NKG2D axis for tumor recognition. VA-induced epigenetic modifications
may also promote the entry of LSCs into the cell cycle rendering
them more accessible to chemo- and immunotherapies.
23 Importantly,
we show that healthy CD34
+CD38
– cells containing the HSCs
are not targeted by HLA-mismatched NK cells and do not respond
to VA, indicating that normal hematopoietic functions will be
spared and arguing for the specificity in eradication of malignant
CD34
+CD38
– cells containing the LSCs. Our data reinforce
the concept of alloreactive NK cell-based adoptive immunotherapy,
24 in combination with antineoplastic drugs to enhance the tumor
reactivity, as a rational strategy towards curing leukemia.

Acknowledgments
we thank Amgen for aULBP1,2,3 and aNKG2D mAbs, and V Jäggin
and E Traunecker for cell sorting.

Footnotes
The online version of this article contains a supplementary
appendix.
Authorship and Disclosures
UL and AW-F were the principal investigators and take primary responsability for the paper. UL, US, SJ, and SD performed research, analyzed data, and edited the paper. AG provided clinical data. AW-F and CPK designed research, analyzed data, wrote and edited the paper.
The authors reported no potential conflicts of interest.
Funding: this work was supported by grants from the Swiss National Science Foundation 3100-110511, Oncosuisse 01664-02-05 and 02175-02-2008, Freie Akademische Gesellschaft, and Stiftung für Hämatologische Forschung.
Received for publication January 14, 2009.
Revision received May 18, 2009.
Accepted for publication June 3, 2009.

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