Haematologica, Vol 95, Issue 1, 148-152 doi:10.3324/haematol.2009.011510
Copyright © 2010 by Ferrata Storti Foundation
A polymorphism associated with STAT3 expression and response of chronic myeloid leukemia to interferon 
Sebastian Kreil1,3,
Katherine Waghorn1,2,
Thomas Ernst1,3,
Andrew Chase1,2,
Helen White1,
Rüdiger Hehlmann3,
Andreas Reiter3,
Andreas Hochhaus3,
Nicholas C.P. Cross1,2 on behalf of the German CML Study Group
1 Wessex Regional Genetics Laboratory, Salisbury District Hospital, Salisbury, UK
2 Human Genetics Division, University of Southampton School of Medicine, Southampton, UK
3 III. Medizinische Universitätsklinik, Medizinische Fakultät Mannheim der Universität Heidelberg, Germany
Correspondence: Nicholas C.P. Cross, Wessex Regional Genetics Laboratory, Salisbury District Hospital Salisbury, SP2 8BJ, UK. E-mail: ncpc{at}soton.ac.uk

ABSTRACT
Interferon

(IFN) induces variable responses in chronic myeloid
leukemia (CML), with 8–30% of early chronic phase cases
achieving a complete cytogenetic response. We hypothesized that
polymorphic differences in genes encoding IFN signal transduction
components might account for different patient responses. We
studied 174 IFN-treated patients, of whom 79 achieved less than
35% Philadelphia-chromosome (Ph) positive metaphases (responders)
and 95 failed to show any cytogenetic response (more than 95%
Ph-positive metaphases; non-responders). We compared 17 single
nucleotide polymorphisms (SNPs) at
IFNAR1, IFNAR2, JAK1, TYK2, STAT1, STAT3 and
STAT5a/b between the two groups and found a
significant difference for rs6503691, a SNP tightly linked to
STAT5a,
STAT5b and
STAT3 (minor allele frequency 0.16 for non-responders;
0.06 for responders,
P=0.007). Levels of
STAT3 mRNA correlated
with rs6503691 genotype (
P<0.001) as assessed by real time
quantitative PCR and therefore we conclude that rs6503691 is
associated with the
STAT3 expression levels and response of
CML patients to IFN.
Key words: STAT3, chronic myeloid leukemia, interferon.

Introduction
Interferon

(IFN) induces heterogeneous responses in chronic
myeloid leukemia (CML), with up to 80% of early chronic phase
patients achieving hematologic remission but only 8–30%
achieving complete cytogenetic remission.
1–6 Although
response correlates with Hasford and Sokal risk scores
7,8 and
may be influenced by other factors such as the presence or absence
of deletions at the reciprocal
ABL/BCR junction on the 9q+ chromosome,
9 the molecular basis for heterogeneous responses, and indeed
more broadly the mechanism of response to IFN, remains poorly
understood.
The type 1 IFN receptor is heterodimeric in structure, with the two subunits encoded by the genes IFNAR1 and IFNAR2. Binding of IFN to the receptor induces activation of the JAK1 and TYK2 non-receptor tyrosine kinases which then phosphorylate STAT proteins.10 Phosphorylated STAT dimers migrate to the nucleus where they activate the transcription of target genes. Inherited single nucleotide polymorphisms (SNPs) in genes encoding components of the IFN signal transduction cascade have been associated with diseases such as systemic lupus erythematosus, athsma and Crohns disease.11–13 We hypothesized that polymorphic difference in this cascade might account for the different responses of CML patients to IFN.

Design and Methods
Patient samples
Initially we studied 174 pre-treatment genomic DNA (gDNA) samples
from BCR-ABL-positive CML patients receiving IFN as part of
the German CML studies I-III.
3,14,15 Two patient groups were
selected on the basis of availability of DNA and maximal response
to therapy:
responders (n=79) achieved a major (

35% Philadelphia
chromosome-positive metaphases) or complete cytogenetic response
(0% Philadelphia chromosome-positive metaphases) whereas the
non-responders (n=95) failed to show any cytogenetic response
(>95% Philadelphia chromosome-positive metaphases) after
a median of 38 and 22 months treatment, respectively, after
initiation of treatment. Samples from an additional 245 pre-treatment
CML cases for whom both DNA and cDNA were available were used
to compare
STAT expression levels with genotype. The study was
approved by the Internal Review Boards from participating institutions
and informed consent was provided according to the Declaration
of Helsinki.
SNP genotyping by pyrosequencing
We studied 17 single nucleotide polymorphisms (SNPs) that were within or close to the genes encoding IFNAR1, IFNAR2, JAK1, TYK2, STAT1, STAT3 and STAT5a/b. SNPs were selected on the basis of published data indicating positive associations with one or more human diseases, or as tagged SNPs with minor allele frequencies (maf) >0.2 from the International HapMap Project (release 21; www.hapmap.org). We did not include STAT2 and STAT4 in the analysis as there have not, to our knowledge, been any reports implicating these proteins in the pathogenesis of myeloid disorders. Furthermore, because of the limited number of cases available for analysis we deliberately did not attempt to capture all genetic variation at these loci due to the loss of statistical power this would entail. Pyrosequencing was performed as described16 using primers and dispensation orders as shown in Online Supplementary Tables S1A and B. Markers were quantified using the Allele Frequency Quantification function in the SNP Software (Biotage AB, Uppsala, Sweden) and called as homozygous when one allele gave a reading of >90% and heterozygous when both alleles were called as 40–60%.
Expression analysis
Reverse transcriptase real-time PCR (RQ-PCR) was performed to quantify STAT3, STAT5a and STAT5b expression relative to GUSB expression and as an internal control for cDNA quality and quantity. Complementary DNA synthesis was performed by standard procedures and GUSB quantification was performed.17 STAT3 expression was determined by using the custom designed PerfectProbe Gene Detection Kit (PrimerDesign, Southampton, UK) (sense primer: 5'-GAAGGAGGCGTCACTTTCAC-3'; antisense primer: 5'-CTGCTGCTTTGTGTATGGTTC-3'; probe 5'FAM-CTCTTACCGCTGATGTCCTTCTCCACCCAGGTAAGAG-DABCYL3'). STAT5a and STAT5b expression was determined using the inventoried TaqMan® Gene Expression Assay by Applied Biosystems (Foster City, CA, USA). PCRs were performed on the Corbett Rotor-Gene 6000 (Corbett Life Science, Cambridge, UK). After demonstrating equal amplification efficiencies for each target, samples were tested in triplicate and mean STAT levels were normalized to GUSB and compared using the 2–
Ct method.18
Statistical analysis
To investigate the distribution of baseline values between groups, univariate tests were performed by using the Mann-Whitney, Fishers exact or
2 tests, as appropriate. The possible independent influence of rs6503691 was assessed by multiple Cox regression analysis using SAS version 9.1.3 (SAS Institute Inc., Cary, NC, USA). Real time PCR results were compared to genotype by Kruskal-Wallis analysis.

Results and Discussion
Initially we genotyped 12 SNPs and compared the allele frequencies
between responders and non-responders. As shown in
Table 1A,
only one SNP (rs6503691) in exon 1 of STAT5b showed a significant
difference with a maf of 0.16 for non-responders versus 0.06
for responders (
P=0.0066, odds ratio 0.36, 95% confidence intervals
0.17–0.76). Typing of an additional 5 SNPs in the same
genomic region (rs6503695, rs16967611, rs9900213, rs17500235,
rs17591972) failed to reveal any other significant associations
(
Table 1A). It is notable that this SNP has been recently reported
to be associated with the risk of developing breast cancer.
19 We evaluated the impact of rs6503691 in more detail by taking
other prognostic factors into account. On univariate analysis,
the leukocyte count, percentage blasts, spleen size, Sokal score
and rs6503691 genotype were all significantly associated with
response (
Table 1B). On multivariate analysis, however, rs6503691
genotype fell marginally below the level of significance (
P=0.056;
Table 1C).
Inspection of the HapMap data shows that rs6503691 falls in
a region of strong linkage disequilibrium at 17q21 that includes
the entire
STAT5A gene as well as the 5' end of
STAT5B and the
3' end of
STAT3 (
Figure 1A). Potentially then, this SNP could
be linked to other variants that might influence the expression
of any of these three genes. We therefore compared rs6503691
genotype with
STAT5A, STAT5B and
STAT3 mRNA levels in 245 pre-treatment
CML cases. As shown in
Figure 1B,
STAT3 expression was strongly
related to rs6503691 genotype (
P<0.0001) but no differences
were seen for
STAT5A or
STAT5B. Strikingly, a nearby polymorphism
has recently been reported to be linked to both
STAT3 mRNA levels
and the response of metastatic renal cell carcinoma to IFN.
20 BCR-ABL is known to activate
STAT321 and elevated expression
of SOCS3, a known STAT3 target, confers IFN resistance to CML
cells.
22 Taken together, these results indicate that polymorphic
differences in
STAT3 expression levels may be a determinant
of response to IFN in CML, and that the marginal lack of significance
on multivariate analysis may have been due, at least in part,
to limited sample numbers.
In the past decade, treatment of patients with CML has been
transformed by the introduction of imatinib and other second
generation tyrosine kinase inhibitors (TKIs). Nevertheless,
IFN still remains relevant and its use as part of combination
therapy with TKIs has attracted considerable interest, supported
by favorable early clinical results and the recent demonstration
that IFN activates dormant hemopoietic stem cells
in vivo.
23 Furthermore, discontinuation of imatinib in cases that have
achieved complete molecular remission (CMR) does not always
lead to relapse, and it has been suggested that sustained CMR
may be influenced by prior treatment with IFN.
24 We suggest
that the impact of rs6503691 should be evaluated in these novel
settings.

Acknowledgments
we are grateful to all those who contributed to the sample and
data collection at the CML trial office in Mannheim, Germany.

Footnotes
Funding: the study was supported by Deutsche Krebshilfe, Leukaemia
Research (UK), the Wessex Cancer Trust, the Lady Tata Memorial
Trust, the Competence Network Acute and chronic leukemias,
sponsored by the German Bundesministerium für Bildung und
Forschung (Projektträger Gesundheitsforschung; DLR e.V.-
01 GI9980/6), the German José-Carreras-Leukämiestiftung
(H03/01) and the European LeukemiaNet within the 6th European
Community Framework Programme for Research and Technological
Development.
The online version of this article has a supplementary appendix.
Authorship and Disclosures
SK, AH and NC designed the study. SK, KW, TE, AC, HW designed and performed the laboratory analysis. RH, AR and AH provided samples and clinical data. SK and NC analyzed the data. SK and NC wrote the paper, and all authors contributed to the final version.
The authors reported no potential conflicts of interest.
Received for publication May 16, 2009.
Revision received June 23, 2009.
Accepted for publication June 26, 2009.

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